Used to establish a detailed understanding of how a prospect’s assets are recommended to be invested to support their investment goals.

Required Documents:
Client Workbook/Risk Assessment

Used to establish a detailed understanding of how a prospect’s current portfolio is invested and possible
areas of concern with their investment goals.
Required Documents:
Client Workbook/Risk Assessment

Current Account Statements

Used to demonstrate how a prospect’s current portfolio is invested compared to a recommendation.
Required Documents:
Client Workbook/Risk Assessment

Current Account Statements